Becoming a Client

After reviewing the services of Dougherty & Associates Financial Services, Inc., you may wish to explore a relationship with us. D & A Financial Services tailors every relationship based on your needs and preferences, but here's a handy checklist of what you can typically expect.

Step One: Get in touch with us!

Step Two: Let's have an initial conversation.

•   Who is Dougherty & Associates Financial Services, Inc.?
•   Who are you?
•   What initial questions can we answer for you?
•   Would you like an information packet?

Step Three: We'll follow up.

•   Did you receive your information packet?
•   Additional questions?
•   What are the next best steps for you?

Step Four: Let's meet each other (in person or by phone).

•   Provide us with your current portfolio statements for initial analysis (in advance).
•   Meet your advisor and other key members of the D & A team.
•   Include others who will be part of the relationship (such as a spouse, family member, retirement plan coordinator or key trustee).
•   Let's begin discussing:
   ••   Your investment history and what it means to your future
   ••   Your financial goals and ways we can help you achieve them
   ••   D & A's investment philosophy and how it can be expected to work for you
•   Our fee-only structure means NO COST for initial meetings.

Related link:

•    Ongoing Support